Rojas Alejandro 4
4 · AquaBounty Technologies, Inc. · Filed Mar 11, 2021
Insider Transaction Report
Form 4
Rojas Alejandro
See Remarks
Transactions
- Award
Common Stock
2021-03-10+3,508→ 3,508 total - Award
Options to Purchase Common Stock
2021-03-10+3,070→ 3,070 totalExercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (3,070 underlying)
Holdings
- 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 30,303
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (30,303 underlying) - 10,654
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (10,654 underlying) - 12,176
Common Stock
- 6,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (6,000 underlying) - 30,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (30,000 underlying)
Footnotes (10)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F10]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F6]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.