Home/Filings/4/0001209191-21-019914
4//SEC Filing

St.Clare Christine 4

Accession 0001209191-21-019914

CIK 0001603978other

Filed

Mar 10, 7:00 PM ET

Accepted

Mar 11, 6:17 PM ET

Size

16.2 KB

Accession

0001209191-21-019914

Insider Transaction Report

Form 4
Period: 2021-03-10
Transactions
  • Award

    Options to Purchase Common Stock

    2021-03-10+2,5002,500 total
    Exercise: $6.72From: 2022-03-10Exp: 2031-03-10Common Stock (2,500 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $5.70From: 2016-02-26Exp: 2025-02-26Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $9.60From: 2017-03-01Exp: 2026-03-01Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $1.88From: 2021-03-12Exp: 2030-03-12Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $10.80From: 2015-07-01Exp: 2024-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2018-02-27Exp: 2027-04-21Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $2.11From: 2020-03-05Exp: 2029-03-05Common Stock (2,500 underlying)
    2,500
Footnotes (10)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F10]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F2]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F8]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F9]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001570393

Filing Metadata

Form type
4
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 6:17 PM ET
Size
16.2 KB