4//SEC Filing
Wulf Sylvia 4
Accession 0001209191-21-019920
CIK 0001603978other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 6:20 PM ET
Size
11.9 KB
Accession
0001209191-21-019920
Insider Transaction Report
Form 4
Wulf Sylvia
DirectorSee Remarks
Transactions
- Award
Options to Purchase Common Stock
2021-03-10+8,047→ 8,047 totalExercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (8,047 underlying) - Award
Common Stock
2021-03-10+9,196→ 9,196 total
Holdings
- 36,170
Common Stock
- 150,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (150,000 underlying) - 164,088
Common Stock
- 31,649
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (31,649 underlying)
Footnotes (5)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F3]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
- [F4]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F5]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001762123
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 6:20 PM ET
- Size
- 11.9 KB