AquaBounty Technologies, Inc.·4

Mar 11, 6:20 PM ET

Wulf Sylvia 4

4 · AquaBounty Technologies, Inc. · Filed Mar 11, 2021

Insider Transaction Report

Form 4
Period: 2021-03-10
Wulf Sylvia
DirectorSee Remarks
Transactions
  • Award

    Options to Purchase Common Stock

    2021-03-10+8,0478,047 total
    Exercise: $6.72From: 2024-03-10Exp: 2031-03-10Common Stock (8,047 underlying)
  • Award

    Common Stock

    2021-03-10+9,1969,196 total
Holdings
  • Common Stock

    36,170
  • Options to Purchase Common Stock

    Exercise: $2.22From: 2020-04-30Exp: 2029-04-30Common Stock (150,000 underlying)
    150,000
  • Common Stock

    164,088
  • Options to Purchase Common Stock

    Exercise: $1.88From: 2023-03-12Exp: 2030-03-12Common Stock (31,649 underlying)
    31,649
Footnotes (5)
  • [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
  • [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
  • [F3]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
  • [F4]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
  • [F5]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION