4//SEC Filing
MAYER MARC O 4
Accession 0001209191-21-021414
CIK 0001524223other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 5:03 PM ET
Size
13.1 KB
Accession
0001209191-21-021414
Insider Transaction Report
Form 4
MAYER MARC O
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A Common Stock, par value $0.01
2021-03-15$7.82/sh−193,905$1,516,337→ 1,223,816 total - Exercise/Conversion
Class A Common Stock, par value $0.01
2021-03-15$2.01/sh+171,668$345,053→ 1,289,389 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-15+128,332→ 166,668 totalExercise: $2.01From: 2021-01-01Exp: 2025-01-01→ Common Stock, par value $0.01 (128,332 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01
2021-03-15$2.01/sh+128,332$257,947→ 1,417,721 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-15+171,668→ 983,332 totalExercise: $2.01From: 2021-02-10Exp: 2025-02-10→ Class A Common Stock, par value $0.01 (171,668 underlying)
Footnotes (3)
- [F1]Includes 163,399 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with one-fourth of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026.
- [F2]117,332 options became exercisable on February 10, 2021. 289,000 options became exercisable on February 26, 2021. 289,000 options became exercisable on March 9, 2021. 288,000 options will become exercisable, if at all, if the average closing price per share of Class A Common Stock of the Company equals or exceeds $7.75 per share for 20 consecutive trading days on or before December 31, 2025.
- [F3]The 166,668 remaining options will vest on January 1, 2022.
Documents
Issuer
Manning & Napier, Inc.
CIK 0001524223
Entity typeother
Related Parties
1- filerCIK 0001234347
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 5:03 PM ET
- Size
- 13.1 KB