SMITH PHILIP W III 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 22, 2021
Insider Transaction Report
Form 4
SMITH PHILIP W III
Director
Transactions
- Award
Restricted Stock Units
2021-03-20+1,434→ 3,108 total→ Common Stock (1,434 underlying)
Holdings
- 2,500
Stock Option (right to buy)
Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying) - 53,177.779
Common Stock
- 1,335(indirect: by Phillary Management Inc., a Corporation)
Common Stock
- 8,417.61(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Includes shares received through dividend reinvestment since the last filing.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
- [F4]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
- [F5]The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.