Home/Filings/4/A/0001209191-21-022328
4/A//SEC Filing

HUBER RICHARD L 4/A

Accession 0001209191-21-022328

CIK 0001603978other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:13 PM ET

Size

21.6 KB

Accession

0001209191-21-022328

Insider Transaction Report

Form 4/AAmended
Period: 2021-03-10
Transactions
  • Award

    Options to Purchase Common Stock

    2021-03-10+2,5002,500 total
    Exercise: $6.72From: 2022-03-10Exp: 2031-03-10Common Stock (2,500 underlying)
Holdings
  • Common Stock

    71,311
  • Options to Purchase Common Stock

    Exercise: $5.70From: 2016-02-26Exp: 2025-02-26Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $3.30From: 2012-07-01Exp: 2021-07-01Common Stock (800 underlying)
    800
Footnotes (13)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F10]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F11]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F12]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F13]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F2]Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F8]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F9]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001189647

Filing Metadata

Form type
4/A
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:13 PM ET
Size
21.6 KB