CARFORA JEFFREY J 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 24, 2021

Form 4

Period: 2021-03-20

EVP & Chief Financial Officer

Transactions

Award
Restricted Stock Units
2021-03-20+6,893→ 29,262 total
→ Common Stock (6,893 underlying)
Tax Payment
Common Stock
2021-03-20$31.36/sh−4,915$154,134→ 99,521 total
Award
Restricted Stock Units
2021-03-20+6,893→ 19,933 total
→ Common Stock (6,893 underlying)

Holdings

Footnotes (8)

[F1]Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
[F2]Includes 401(k) contributions used to purchase PGC stock.
[F3]Includes shares received through dividend reinvestment since the last filing.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
[F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
[F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
[F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
[F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

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