Home/Filings/4/0001209191-21-024967
4//SEC Filing

Smith Kirin 4

Accession 0001209191-21-024967

CIK 0000047307other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 11:47 AM ET

Size

8.1 KB

Accession

0001209191-21-024967

Insider Transaction Report

Form 4
Period: 2021-01-20
Transactions
  • Award

    Class A Common Shares, without par value

    2021-01-20+4,00024,935 total
Holdings
  • Stock Option (Right to Buy)

    Class A Common Shares (1,000 underlying)
    1,000
  • Class A Common Shares, without par value

    (indirect: By Intrinsic Value Capital, L.P.)
    51,114
Footnotes (4)
  • [F1]Represents a grant of 4,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
  • [F2]As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
  • [F3]Ownership of these securities was reported on a previous Form 4 or Form 5.
  • [F4]The reporting person still holds previously reported options to buy 1,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan. These options were granted on March 8, 2012, at an exercise price of $2.925, became exercisable between 2013 and 2015 and expire on March 8, 2022.

Issuer

CRAWFORD UNITED Corp

CIK 0000047307

Entity typeother

Related Parties

1
  • filerCIK 0001452526

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 11:47 AM ET
Size
8.1 KB