Smith Kirin 4
4 · CRAWFORD UNITED Corp · Filed Apr 5, 2021
Insider Transaction Report
Form 4
CRAWFORD UNITED CorpCRAWA
Smith Kirin
Director
Transactions
- Award
Class A Common Shares, without par value
2021-01-20+4,000→ 24,935 total
Holdings
- 1,000
Stock Option (Right to Buy)
→ Class A Common Shares (1,000 underlying) - 51,114(indirect: By Intrinsic Value Capital, L.P.)
Class A Common Shares, without par value
Footnotes (4)
- [F1]Represents a grant of 4,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
- [F2]As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
- [F3]Ownership of these securities was reported on a previous Form 4 or Form 5.
- [F4]The reporting person still holds previously reported options to buy 1,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan. These options were granted on March 8, 2012, at an exercise price of $2.925, became exercisable between 2013 and 2015 and expire on March 8, 2022.