Home/Filings/4/0001209191-21-033492
4//SEC Filing

LUDLUM KEN 4

Accession 0001209191-21-033492

CIK 0001527753other

Filed

May 17, 8:00 PM ET

Accepted

May 18, 4:25 PM ET

Size

8.5 KB

Accession

0001209191-21-033492

Insider Transaction Report

Form 4
Period: 2021-05-14
LUDLUM KEN
Director
Transactions
  • Award

    Stock Option (right to buy)

    2021-05-14+4,2294,229 total
    Exercise: $19.74Exp: 2031-05-14Common Stock (4,229 underlying)
  • Award

    Common Stock

    2021-05-14+2,73632,736 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    70,000
Footnotes (3)
  • [F1]Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.
  • [F2]The shares are held by Kenneth E. Ludlum Revocable Living Trust Under Agreement Dated April 19, 2013, for which the Reporting Person serves as trustee.
  • [F3]100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Issuer

Personalis, Inc.

CIK 0001527753

Entity typeother

Related Parties

1
  • filerCIK 0001255825

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:25 PM ET
Size
8.5 KB