Koh Steven 4
4 · HOPE BANCORP INC · Filed May 24, 2021
Insider Transaction Report
Form 4
HOPE BANCORP INCHOPE
Koh Steven
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-05-20$15.36/sh−9,019$138,532→ 0 total→ Common Stock (9,019 underlying) - Exercise/Conversion
Common Stock
2021-05-20$15.36/sh+9,019$138,532→ 15,686 total - Award
Restricted Stock Units
2021-05-20+5,391→ 5,391 total→ Common Stock (5,391 underlying)
Holdings
- 6,167
Stock Option (right to buy)
Exercise: $14.65From: 2016-08-01Exp: 2025-08-25→ Common Stock (6,167 underlying) - 3,298,043(indirect: By Trust)
Common Stock
- 30,000
Non-qualified stock option (right to buy)
Exercise: $17.18Exp: 2026-09-01→ Common Stock (30,000 underlying) - 105,510
Stock Option (right to buy)
Exercise: $5.02From: 2016-08-01Exp: 2022-01-28→ Common Stock (105,510 underlying)
Footnotes (3)
- [F1]Total 5,391 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,391 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
- [F2]Total 9,019 RSU were granted on June 18, 2020 pursuant to the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
- [F3]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.