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4//SEC Filing

Koh Steven 4

Accession 0001209191-21-035520

CIK 0001128361other
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 7:14 PM ET

Size

14.4 KB

Accession

0001209191-21-035520

Insider Transaction Report

Form 4
Period: 2021-05-20
HOPE BANCORP INCHOPE
Koh Steven
Director
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2021-05-20$15.36/sh−9,019$138,532→ 0 total
    → Common Stock (9,019 underlying)
  • Exercise/Conversion

    Common Stock

    2021-05-20$15.36/sh+9,019$138,532→ 15,686 total
  • Award

    Restricted Stock Units

    2021-05-20+5,391→ 5,391 total
    → Common Stock (5,391 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $14.65From: 2016-08-01Exp: 2025-08-25→ Common Stock (6,167 underlying)
    6,167

  • Common Stock

    (indirect: By Trust)
    3,298,043

  • Non-qualified stock option (right to buy)

    Exercise: $17.18Exp: 2026-09-01→ Common Stock (30,000 underlying)
    30,000

  • Stock Option (right to buy)

    Exercise: $5.02From: 2016-08-01Exp: 2022-01-28→ Common Stock (105,510 underlying)
    105,510
Footnotes (3)
  • [F1]Total 5,391 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,391 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
  • [F2]Total 9,019 RSU were granted on June 18, 2020 pursuant to the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
  • [F3]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.

Documents

1 file

Issuer

HOPE BANCORP INC

CIK 0001128361

→
Entity typeother

Related Parties

1
  • filerCIK 0001301733

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 7:14 PM ET
Size
14.4 KB
View on SEC.gov