4//SEC Filing
MCKERNAN JOHN R JR 4
Accession 0001209191-21-037316
CIK 0001580156other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 5:14 PM ET
Size
10.7 KB
Accession
0001209191-21-037316
Insider Transaction Report
Form 4
MCKERNAN JOHN R JR
Director
Transactions
- Award
Restricted Stock Units
2021-05-31+11,066→ 11,066 total→ Common Stock (11,066 underlying) - Exercise/Conversion
Restricted Stock Units
2021-05-31−55,556→ 0 total→ Common Stock (55,556 underlying) - Award
Phantom Stock
2021-05-31+55,556→ 55,556 total→ Common Stock (55,556 underlying)
Footnotes (3)
- [F1]Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
- [F2]This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
- [F3]Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeother
Related Parties
1- filerCIK 0001129822
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 5:14 PM ET
- Size
- 10.7 KB