4//SEC Filing
Gupta Geeta 4
Accession 0001209191-21-040038
CIK 0001720990other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 7:22 PM ET
Size
21.3 KB
Accession
0001209191-21-040038
Insider Transaction Report
Form 4
Gupta Geeta
DirectorChief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-10$0.06/sh+539,956$32,397→ 1,481,474 total(indirect: By Trust) - Sale
Class A Common Stock
2021-06-10$17.79/sh−539,956$9,606,303→ 941,518 total(indirect: By Trust) - Gift
Stock Option
2021-06-09+730,989→ 730,989 total(indirect: By Trust)Exercise: $0.06Exp: 2027-04-26→ Class A Common Stock (730,989 underlying) - Exercise/Conversion
Stock Option
2021-06-10−539,956→ 7,421,771 total(indirect: By Trust)Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (539,956 underlying) - Exercise/Conversion
Stock Option
2021-06-11−22,000→ 7,399,771 total(indirect: By Trust)Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (22,000 underlying) - Exercise/Conversion
Class A Common Stock
2021-06-11$0.06/sh+22,000$1,320→ 963,518 total(indirect: By Trust) - Sale
Class A Common Stock
2021-06-11$18.70/sh−22,000$411,352→ 941,518 total(indirect: By Trust) - Gift
Stock Option
2021-06-09+7,189,995→ 7,189,995 total(indirect: By Trust)Exercise: $0.06Exp: 2026-12-19→ Class A Common Stock (7,189,995 underlying)
Footnotes (6)
- [F1]Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
- [F2]The Reporting Person and her spouse are the trustees of the Mayfair Trust.
- [F3]The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The stock option is fully vested and immediately exercisable.
- [F6]On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and her spouse are the trustees.
Documents
Issuer
Fisker Inc./DE
CIK 0001720990
Entity typeother
Related Parties
1- filerCIK 0001822757
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 7:22 PM ET
- Size
- 21.3 KB