MAYER MARC O 4
4 · Manning & Napier, Inc. · Filed Jun 15, 2021
Insider Transaction Report
Form 4
MAYER MARC O
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class A Common Stock, par value $0.01
2021-06-11$2.01/sh+250,000$502,500→ 1,614,016 total - Tax Payment
Class A Common Stock, par value $0.01
2021-06-11$8.01/sh−160,862$1,288,505→ 1,453,154 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-06-11−250,000→ 333,332 totalExercise: $2.01→ Class A Common Stock, par value $0.01 (250,000 underlying)
Holdings
- 166,668
Employee Stock Option (right to buy)
Exercise: $2.01From: 2022-01-01Exp: 2026-01-01→ Class A Common Stock, par value $0.01 (166,668 underlying)
Footnotes (4)
- [F1]Includes 163,399 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with one-fourth of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026.
- [F2]6,332 options became exercisable on February 26, 2021 and 243,668 options became exercisable on March 9, 2021.
- [F3]The options shall terminate and become null and void at the close of business on the date that is the fourth anniversary of the applicable vesting date.
- [F4]45,332 options became exercisable on March 9, 2021 and 288,000 options became exercisable on June 3, 2021.