4//SEC Filing
Stream William Gray 4
Accession 0001209191-21-040959
CIK 0001653247other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 5:07 PM ET
Size
13.7 KB
Accession
0001209191-21-040959
Insider Transaction Report
Form 4
Stream William Gray
Director
Transactions
- Award
Restricted Stock Units
2021-06-15+120,192→ 120,192 total→ Common Stock (120,192 underlying) - Exercise/Conversion
Common Stock
2021-06-15+200,000→ 302,964 total - Exercise/Conversion
Restricted Stock Units
2021-06-15−200,000→ 0 total→ Common Stock (200,000 underlying)
Holdings
- 1,474,736(indirect: See Footnotes)
Common Stock
Footnotes (16)
- [F1]One share of common stock was issued upon the vesting of each restricted stock unit ("RSU").
- [F10]Mr. Stream has voting and dispositive control over 509,324 shares held directly by Stream Investment Holdings, LLC.
- [F11]Mr. Stream has voting and dispositive control over 617,049 shares held directly by Mithras, LLC.
- [F12]Mr. Stream has voting and dispositive control over 9,169 shares held directly by Steam Financial Services, LLC.
- [F13]Mr. Stream has voting and dispositive control over 97,794 shares held directly by Sierra Pelican, LLC.
- [F14]Each RSU represents a contingent right to receive one share of the Issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares).
- [F15]Such RSUs fully vest on the earlier of (i) the one year anniversary of the grant date, (ii) the date of the 2021 Annual Meeting of Stockholders of the Issuer and (iii) a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan), subject to, in each case, the Reporting Person's continued service on the Issuer's board of directors on the vesting date.
- [F16]Such RSUs fully vest on the earlier of (i) the one year anniversary of the grant date, (ii) the date of the 2022 Annual Meeting of Stockholders of the Issuer and (iii) a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan), subject to, in each case, the Reporting Person's continued service on the Issuer's board of directors on the vesting date.
- [F2]William Gray Stream has voting and dispositive control over 100,000 shares held directly by Stream Family LP and over the shares owned by the entities named in footnotes (3) through (13). Accordingly, Mr. Stream may be deemed to have or share beneficial ownership of such shares. Mr. Stream disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
- [F3]Mr. Stream has voting and dispositive control over 12,500 shares held directly by Matilda Gray Stream Trust FBO Sanders Griffin Hempel U/T/A DTD 05/31/2016.
- [F4]Mr. Stream has voting and dispositive control over 12,900 shares held directly by Matilda Gray Stream Trust FBO M Stream & Children U/A DTD 01/02/2012.
- [F5]Mr. Stream has voting and dispositive control over 16,000 shares held directly by Matilda Gray Stream Trust FBO Harold King Stream U/A DTD 11/25/2015.
- [F6]Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Fielder W Hempel U/A 12/06/2012.
- [F7]Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Geddings A Hempel UTA DTD 12/22/11.
- [F8]Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Lillian Stream U/A DTD 05/23/2012.
- [F9]Mr. Stream has voting and dispositive control over 31,000 shares held directly by Matilda Gray Stream Trust FBO Matilda Stream U/A DTD 07/26/2010.
Documents
Issuer
Waitr Holdings Inc.
CIK 0001653247
Entity typeother
Related Parties
1- filerCIK 0001360802
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 5:07 PM ET
- Size
- 13.7 KB