Home/Filings/4/0001209191-21-045186
4//SEC Filing

Starling William N JR 4

Accession 0001209191-21-045186

CIK 0000876378other

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 7:13 PM ET

Size

9.9 KB

Accession

0001209191-21-045186

Insider Transaction Report

Form 4
Period: 2021-06-30
Transactions
  • Award

    Common Stock

    2021-07-01+13,84640,856 total
  • Award

    Stock Option

    2021-06-30+4,3104,310 total
    Exercise: $3.17From: 2021-12-31Exp: 2028-06-30Common Stock (4,310 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    22,849
  • Common Stock

    (indirect: See Footnote)
    18,134
Footnotes (6)
  • [F1]Represents restricted stock units ("RSUs"). Each RSU represents the right to receive one share of the Registrant's common stock.
  • [F2]Forfeiture restrictions will lapse on the RSUs on the first anniversary of the date of grant, provided that if the date of the 2022 annual meeting of stockholders is earlier, the restrictions will lapse on the date of the annual meeting.
  • [F3]Shares of Common Stock held by Synecor, L.L.C. The Reporting Person is the chief executive officer of Synecor, L.L.C. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F4]Shares of Common Stock held by W. Starling and D. Starling, Trustees of the Starling Family Trust, UDT August 15, 1990.
  • [F5]Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021.
  • [F6]The award is fully exercisable six months after the grant date, subject to earlier acceleration as approved by the Board of Directors.

Issuer

ASENSUS SURGICAL, INC.

CIK 0000876378

Entity typeother

Related Parties

1
  • filerCIK 0001324130

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 7:13 PM ET
Size
9.9 KB