Home/Filings/4/0001209191-21-052287
4//SEC Filing

Socks David A 4

Accession 0001209191-21-052287

CIK 0001783183other

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 5:31 PM ET

Size

8.6 KB

Accession

0001209191-21-052287

Insider Transaction Report

Form 4
Period: 2021-08-16
Socks David A
DirectorPresident, CEO, Treas. & Sec.
Transactions
  • Sale

    Common Stock

    2021-08-16$31.49/sh13,791$434,2881,247,346 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-08-16$30.47/sh4,209$128,2501,261,137 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By 401(k))
    103.49
Footnotes (4)
  • [F1]All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.98. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The total number of outstanding shares reflects an increase of 4,401 shares to correct an arithmetic error in the total number of shares initially reported on his Form 4 filed on November 9, 2020.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.80.The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Issuer

Phathom Pharmaceuticals, Inc.

CIK 0001783183

Entity typeother

Related Parties

1
  • filerCIK 0001378847

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 5:31 PM ET
Size
8.6 KB