4//SEC Filing
Yepez Juan Alberto 4
Accession 0001209191-21-056014
CIK 0001777946other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 6:07 PM ET
Size
32.0 KB
Accession
0001209191-21-056014
Insider Transaction Report
Form 4
IronNet, Inc.IRNT
Transactions
- Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote)
Transactions
- Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote)
Yepez Juan Alberto
10% Owner
Transactions
- Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote)
Transactions
- Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote)
Transactions
- Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote)
Transactions
- Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote)
ForgePoint Cybersecurity GP-I, LLC
10% Owner
Transactions
- Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote)
Transactions
- Other
Common Stock
2021-09-10+734→ 52,869 total(indirect: See footnote) - Other
Common Stock
2021-09-10+10,539→ 758,760 total(indirect: See footnote) - Other
Common Stock
2021-09-10+27,684→ 1,993,158 total(indirect: See footnote) - Other
Common Stock
2021-09-10+3,754→ 270,293 total(indirect: See footnote) - Other
Common Stock
2021-09-10+31,642→ 2,278,138 total(indirect: See footnote) - Other
Common Stock
2021-09-10+63,153→ 4,746,839 total(indirect: See footnote)
Footnotes (8)
- [F1]Each of ForgePoint Cyber Affiliates Fund I, L.P., ForgePoint Cyber Co-Investors I, L.P., ForgePoint Cyber Co-Investors I-B, L.P., ForgePoint Cyber Co-Investors I-C, L.P., ForgePoint Cyber Co-Investors I-E, L.P. and ForgePoint Cybersecurity Fund I, L.P. (collectively, the "Funds") became entitled to receive the reported shares pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (the "Merger Agreement"), by and among LGL Systems Acquisition Corp., LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination").
- [F2]The Merger Agreement provided that the Funds would receive additional shares of the Issuer's common stock, for no additional consideration, if the volume-weighted average closing sale price of one share of the Issuer's common stock was equal to or greater than $13.00 for any ten consecutive trading days occurring after the closing date of the Business Combination. The 10-trading day period during which the volume-weighted average closing sale price was equal to or greater than $13.00 per share ended on September 10, 2021. Therefore, the Funds' right to receive the reported shares became fixed and irrevocable as of that date, in exchange for the Funds' securities of IronNet Cybersecurity, Inc. surrendered at the time of the Business Combination.
- [F3]Shares are held by ForgePoint Cyber Affiliates Fund I, L.P. ("Cyber Affiliates"). ForgePoint Cybersecurity GP-I, LLC ("Cybersecurity GP") is the general partner of Cyber Affiliates and may be deemed to beneficially own the shares held by Cyber Affiliates. Donald Dixon ("Dixon") and Alberto Yepez ("Yepez") are managingmembers of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Cyber Affiliates. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
- [F4]Shares are held by ForgePoint Cyber Co-Investors I, L.P. ("Co-Investors I"). Cybersecurity GP is the general partner of Co-Investors I and may be deemed to beneficially own the shares held by Co-Investors I. Dixon and Yepez are managing members of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Co-Investors I. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
- [F5]Shares are held by ForgePoint Cyber Co-Investors I-B, L.P. ("Co-Investors I-B"). Cybersecurity GP is the general partner of Co-Investors I-B and may be deemed to beneficially own the shares held by Co-Investors I-B. Dixon and Yepez are managing members of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Co-Investors I-B. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
- [F6]Shares are held by ForgePoint Cyber Co-Investors I-C, L.P. ("Co-Investors I-C"). Cybersecurity GP is the general partner of Co-Investors I-C and may be deemed to beneficially own the shares held by Co-Investors I-C. Dixon and Yepez are managing members of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Co-Investors I-C. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
- [F7]Shares are held by ForgePoint Cyber Co-Investors I-E, L.P. ("Co-Investors I-E"). Cybersecurity GP is the general partner of Co-Investors I-E and may be deemed to beneficially own the shares held by Co-Investors I-E. Dixon and Yepez are managing members of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Co-Investors I-E. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
- [F8]Shares are held by ForgePoint Cybersecurity Fund I, L.P. ("Cybersecurity LP"). Cybersecurity GP is the general partner of Cybersecurity LP and may be deemed to beneficially own the shares held by Cybersecurity LP. Dixon and Yepez are managing members of Cybersecurity GP, and may be deemed to share voting and investment power over the shares held by Cybersecurity LP. Each of Cybersecurity GP and Yepez disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Dixon is a director of the issuer and files separate Section 16 reports.
Documents
Issuer
IronNet, Inc.
CIK 0001777946
Entity typeother
Related Parties
1- filerCIK 0001296731
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 6:07 PM ET
- Size
- 32.0 KB