Judice Kevin 4
4 · DICE Therapeutics, Inc. · Filed Sep 16, 2021
Insider Transaction Report
Form 4
Judice Kevin
DirectorCEO
Transactions
- Award
Stock Option (right to buy)
2021-09-14+20,464→ 20,464 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (20,464 underlying) - Award
Stock Option (right to buy)
2021-09-14+16,661→ 16,661 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (16,661 underlying) - Award
Stock Option (right to buy)
2021-09-14+27,746→ 27,746 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (27,746 underlying) - Award
Stock Option (right to buy)
2021-09-14+131,027→ 131,027 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (131,027 underlying) - Award
Stock Option (right to buy)
2021-09-14+88,831→ 88,831 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (88,831 underlying) - Award
Stock Option (right to buy)
2021-09-14+15,497→ 15,497 totalExercise: $17.00Exp: 2031-09-14→ Common Stock (15,497 underlying)
Holdings
- 813,383
Common Stock
Footnotes (6)
- [F1]The number of shares of Common Stock reported in the Reporting Holder's Form 3 reflected the conversion of derivative securities based on the midpoint of the Issuer's initial public offering range of $16.00 per share. The number of shares of Common Stock reflected in this Form 4 reflects the adjusted number of shares issued based on the higher initial public offering price of $17.00 per share, and does not reflect a disposition of shares.
- [F2]Certain of the shares are subject to the Issuer's right of repurchase if underlying vesting conditions are not met.
- [F3]The option is fully vested and exercisable.
- [F4]The option vests as to 1/48th of the total shares monthly, beginning October 2, 2018, subject to the Reporting Holder's continuing employment with the Registrant.
- [F5]The option vests as to 1/48th of the total shares monthly, beginning January 1, 2021, subject to the Reporting Holder's continuing employment with the Registrant.
- [F6]The option vests as to 1/48th of the total shares monthly, beginning August 20, 2021, subject to the Reporting Holder's continuing employment with the Registrant.