4//SEC Filing
GOLDEN BRUCE 4
Accession 0001209191-21-057241
CIK 0001543916other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:08 PM ET
Size
42.8 KB
Accession
0001209191-21-057241
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
GOLDEN BRUCE
Director10% Owner
Transactions
- Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total(indirect: By: Accel London III L.P.)→ Class A Common Stock (12,800,725 underlying) - Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total(indirect: By: Accel London III L.P.)→ Common Stock (1,686,771 underlying) - Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total(indirect: By: Accel London III L.P.) - Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London Investors 2012 L.P.) - Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London Investors 2012 L.P.)→ Common Stock (148,000 underlying) - Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London Investors 2012 L.P.)→ Common Stock (35,232 underlying) - Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London Investors 2012 L.P.)→ Common Stock (38,296 underlying) - Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total(indirect: By: Accel London III L.P.)→ Common Stock (506,879 underlying) - Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London Investors 2012 L.P.)→ Common Stock (11,508 underlying) - Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London Investors 2012 L.P.)→ Class A Common Stock (290,627 underlying) - Other
Common Stock
2021-09-20−12,800,725→ 0 total(indirect: By: Accel London III L.P.) - Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total(indirect: By: Accel London III L.P.)→ Common Stock (6,518,668 underlying) - Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London Investors 2012 L.P.)→ Common Stock (50,000 underlying) - Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London Investors 2012 L.P.) - Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total(indirect: By: Accel London III L.P.)→ Common Stock (2,202,266 underlying) - Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total(indirect: By: Accel London III L.P.)→ Common Stock (1,551,780 underlying)
Footnotes (8)
- [F1]Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
- [F2]Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
- [F3]Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
- [F4]Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
- [F5]Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
- [F6]Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
- [F7]Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- [F8]Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001224534
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 4:08 PM ET
- Size
- 42.8 KB