Insider · CIK 0001224534

GOLDEN BRUCE

Reports to the SEC for 4 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001224534

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-08-23	ForgeRock, Inc.Class B Common StockD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−12.8M sh	$23.25	−$298M	0
2023-08-23	ForgeRock, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−12.4K sh	$23.25	−$287K	0
2023-08-23	ForgeRock, Inc.Class B Common StockD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−291K sh	$23.25	−$6.76M	0
2022-05-25	ForgeRock, Inc.A Award	Director, 10% Owner	AAward	+9,057 sh	—	—	9,260
2022-05-25	ForgeRock, Inc.A Award	Director, 10% Owner	AAward	+3,104 sh	—	—	12,364
2022-03-08	ForgeRock, Inc.J Other	Director, 10% Owner	JOther	+203 sh	—	—	203
2021-09-20	ForgeRock, Inc.J Other	Director, 10% Owner	JOther	−12.8M sh	—	—	0
2021-09-20	ForgeRock, Inc.J Other	Director, 10% Owner	JOther	−291K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series A Preferred StockC Conversion	Director, 10% Owner	CConversion	−6.52M sh	—	—	0
2021-09-20	ForgeRock, Inc.Series A Preferred StockC Conversion	Director, 10% Owner	CConversion	−148K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series B Preferred StockC Conversion	Director, 10% Owner	CConversion	−2.2M sh	—	—	0
2021-09-20	ForgeRock, Inc.Series B Preferred StockC Conversion	Director, 10% Owner	CConversion	−50K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series C Preferred StockC Conversion	Director, 10% Owner	CConversion	−1.55M sh	—	—	0
2021-09-20	ForgeRock, Inc.Series C Preferred StockC Conversion	Director, 10% Owner	CConversion	−35.2K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series D Preferred StockC Conversion	Director, 10% Owner	CConversion	−1.69M sh	—	—	0
2021-09-20	ForgeRock, Inc.Series D Preferred StockC Conversion	Director, 10% Owner	CConversion	−38.3K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series E Preferred StockC Conversion	Director, 10% Owner	CConversion	−11.5K sh	—	—	0
2021-09-20	ForgeRock, Inc.Class B Common StockJ Other	Director, 10% Owner	JOther	+12.8M sh	—	—	12,800,725
2021-09-20	ForgeRock, Inc.Class B Common StockJ Other	Director, 10% Owner	JOther	+291K sh	—	—	290,627
2021-09-20	ForgeRock, Inc.Series E Preferred StockC Conversion	Director, 10% Owner	CConversion	−507K sh	—	—	0
2021-09-20	ForgeRock, Inc.C Conversion	Director, 10% Owner	CConversion	+12.5M sh	—	—	12,800,725
2021-09-20	ForgeRock, Inc.C Conversion	Director, 10% Owner	CConversion	+283K sh	—	—	290,627
2016-08-22	QLIK TECHNOLOGIES INCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−6,500 sh	$30.50	−$198K	0
2016-08-22	QLIK TECHNOLOGIES INCD Disposition to Issuer	Director	DDisposition to Issuer	−59.7K sh	—	—	0
2016-05-13	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−5,600 sh	—	—	0
2016-05-13	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+5,600 sh	—	—	59,710
2016-05-12	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+6,500 sh	—	—	6,500
2015-05-20	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−8,100 sh	—	—	0
2015-05-20	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+8,100 sh	—	—	54,110
2015-05-13	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+5,600 sh	—	—	5,600
2014-02-06	RESPONSYS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12.5K sh	—	—	0
2014-02-06	RESPONSYS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−12.8K sh	—	—	0
2014-02-06	RESPONSYS INCD Disposition to Issuer	Director	DDisposition to Issuer	−12.8K sh	$27.00	−$345K	0
2014-02-06	RESPONSYS INCM Exercise/Conversion	Director	MExercise/Conversion	+12.8K sh	—	—	12,770
2014-02-06	RESPONSYS INCU Disposition from Tender	Director	UDisposition from Tender	−28.1K sh	$27.00	−$758K	0
2013-09-10	RESPONSYS INCJ Other	Director	JOther	+16K sh	—	—	28,062
2013-05-30	RESPONSYS INCM Exercise/Conversion	Director	MExercise/Conversion	+12.1K sh	—	—	12,090
2013-05-30	RESPONSYS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−12.1K sh	—	—	0
2013-05-29	RESPONSYS INCRestricted Stock UnitsA Award	Director	AAward	+12.8K sh	—	—	12,770
2013-05-16	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+7,200 sh	—	—	39,910
2013-05-16	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−7,200 sh	—	—	0
2013-05-15	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+6,100 sh	—	—	6,100
2012-11-07	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,400 sh	—	—	0
2012-11-07	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,400 sh	—	—	32,710
2012-05-30	RESPONSYS INCRestricted Stock UnitsA Award	Director	AAward	+12.1K sh	—	—	12,090
2012-05-19	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,356 sh	—	—	0
2012-05-19	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,356 sh	—	—	29,310
2012-05-16	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+7,200 sh	—	—	7,200
2012-03-09	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−24.5K sh	$30.11	−$738K	26,954
2012-03-08	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−22.3K sh	$30.12	−$670K	51,454

Recent filings

Accepted (ET)
Aug 254
GOLDEN BRUCE0001209191-23-047314
SEC(opens sec.gov)
May 274
GOLDEN BRUCE0001209191-22-032640
SEC(opens sec.gov)
Mar 104
GOLDEN BRUCE0001209191-22-018011
SEC(opens sec.gov)
Sep 224
GOLDEN BRUCE0001209191-21-057241
SEC(opens sec.gov)

Companies

Address

428 UNIVERSITY AVE

PALO ALTO, CA, 94301