Red Violet, Inc.·4

Sep 27, 6:32 PM ET

Swayman Robert 4

4 · Red Violet, Inc. · Filed Sep 27, 2021

Insider Transaction Report

Form 4
Period: 2021-09-24
Transactions
  • Award

    Common Stock

    2021-09-24+7,40055,066 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    5,083
  • Common Stock

    (indirect: See Footnote)
    8,000
Footnotes (5)
  • [F1]On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee.
  • [F2]On November 20, 2020, the reporting person received a grant of 4,500 RSUs, convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.
  • [F3]Includes 2,666 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions.
  • [F4]Shares held through BSIG, LLC, of which Mr. Swayman is a member.
  • [F5]Shares held by a family trust of which Mr. Swayman serves as co-trustee.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION