Home/Filings/4/0001209191-21-061294
4//SEC Filing

MCCLUNG BARBARA G 4

Accession 0001209191-21-061294

CIK 0001619856other

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 6:12 PM ET

Size

11.8 KB

Accession

0001209191-21-061294

Insider Transaction Report

Form 4
Period: 2021-10-20
MCCLUNG BARBARA G
Chief Legal Officer
Transactions
  • Purchase

    Common Stock

    2021-10-20$2.69/sh+9,176$24,683342,801 total
  • Purchase

    Common Stock

    2021-10-20$2.69/sh+43$116342,844 total
  • Exercise of In-Money

    Option to purchase Common Stock

    2021-10-209,17680,951 total
    Exercise: $2.69Exp: 2029-09-30Common Stock (9,176 underlying)
  • Exercise of In-Money

    Option to purchase Common Stock

    2021-10-204389 total
    Exercise: $2.69Exp: 2028-06-11Common Stock (43 underlying)
Footnotes (5)
  • [F1]These shares were acquired pursuant to the exercise of a stock option, as reported in Table II below.
  • [F2]The exercise price for this stock option was incorrectly reported as $2.68 per share on the reporting person's Form 3 filed on July 22, 2021.
  • [F3]The amount of securities beneficially owned was incorrectly reported as 333,626 shares on the reporting person's Form 3 filed on July 22, 2021. The correct number is 333,625.
  • [F4]The shares subject to this option have vested or will vest in equal monthly installments until the option is fully vested on October 1, 2023, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.
  • [F5]The shares subject to this option have vested or will vest in equal monthly installments until the option is fully vested on June 12, 2022, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.

Issuer

Caribou Biosciences, Inc.

CIK 0001619856

Entity typeother

Related Parties

1
  • filerCIK 0001231321

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:12 PM ET
Size
11.8 KB