4//SEC Filing
Horton Elizabeth 4
Accession 0001209191-21-065120
CIK 0001477246other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:42 PM ET
Size
8.8 KB
Accession
0001209191-21-065120
Insider Transaction Report
Form 4
S&W Seed CoSANW
Horton Elizabeth
Chief Financial Officer
Transactions
- Award
Common Stock
2021-11-15+7,553→ 7,553 total - Award
Stock option (right to buy)
2021-11-15+15,739→ 15,739 totalExercise: $3.31Exp: 2031-11-14→ Common Stock (15,739 underlying) - Tax Payment
Common Stock
2021-11-15$3.31/sh−2,712$8,977→ 4,841 total
Footnotes (2)
- [F1]The Reporting Person is reporting the withholding by the Issuer of an aggregate of 2,712 shares of common stock that were issued to Reporting Person pursuant to an RSU award granted on November 15, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.
- [F2]The options shall be fully vested as of November 15, 2021.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001893823
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:42 PM ET
- Size
- 8.8 KB