George Jean 4
Accession 0001209191-21-069135
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 7:51 PM ET
Size
51.3 KB
Accession
0001209191-21-069135
Insider Transaction Report
- Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.)
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.)
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- Sale
Common Stock
2021-12-10$32.16/sh−88$2,830→ 2,139,914 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−42,203$1,353,028→ 2,177,065 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−14,028$459,136→ 2,163,037 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$32.73/sh−1,911$62,547→ 294,909 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−967$29,755→ 293,942 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−15,942$502,970→ 2,140,002 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-10$31.55/sh−2,172$68,527→ 291,770 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$32.16/sh−12$386→ 291,758 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−208$7,030→ 304,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−4,883$162,262→ 304,339 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-09$32.06/sh−5,751$184,377→ 296,820 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-08$33.23/sh−35,836$1,190,830→ 2,232,251 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-08$33.80/sh−1,531$51,748→ 2,230,720 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−11,452$355,928→ 2,219,268 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-09$31.08/sh−1,560$48,485→ 302,571 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-10$30.77/sh−7,093$218,252→ 2,155,944 total(indirect: By Lightstone Ventures, L.P.)
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Footnotes (11)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F10]Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
- [F11]Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
- [F2]Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
- [F3]Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
ALX ONCOLOGY HOLDINGS INC
CIK 0001810182
Related Parties
1- filerCIK 0001291804
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 7:51 PM ET
- Size
- 51.3 KB