Insider · CIK 0001306506

Carusi Michael A

Reports to the SEC for 7 companies · WALTHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001306506

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-08-01	SISHOULDER INNOVATIONS, INC. · Series C Convertible Preferred StockC Conversion	Director	CConversion	−20.9M sh	—	—	0
2025-08-01	SISHOULDER INNOVATIONS, INC. · Series D Convertible Preferred StockC Conversion	Director	CConversion	−9.95M sh	—	—	0
2025-08-01	SISHOULDER INNOVATIONS, INC.C Conversion	Director	CConversion	+1.62M sh	—	—	1,618,470
2025-08-01	SISHOULDER INNOVATIONS, INC.P Purchase	Director	PPurchase	+267K sh	$15.00	+$4M	1,885,136
2025-08-01	SISHOULDER INNOVATIONS, INC.A Award	Director	AAward	+7,666 sh	—	—	7,666
2016-03-23	GI DYNAMICS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	1,000
2016-03-23	GI DYNAMICS, INC.Restricted Stock Unit (RSU)M Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	0
2015-06-09	GI DYNAMICS, INC.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	1,000
2015-06-09	GI DYNAMICS, INC.Restricted Stock Unit (RSU)A Award	Director	AAward	+1,000 sh	—	—	1,000
2012-06-05	BAXANO SURGICAL, INC.Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-09-21	BAXANO SURGICAL, INC.P Purchase	Director	PPurchase	+18.1K sh	$3.25	+$58.8K	55,836
2011-09-21	BAXANO SURGICAL, INC.P Purchase	Director	PPurchase	+37.7K sh	$3.25	+$122K	116,163
2011-09-21	BAXANO SURGICAL, INC.P Purchase	Director	PPurchase	+5,594 sh	$3.25	+$18.2K	17,249
2011-09-21	BAXANO SURGICAL, INC.P Purchase	Director	PPurchase	+939K sh	$3.25	+$3.05M	2,894,702
2011-06-02	BAXANO SURGICAL, INC.Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-06-03	BAXANO SURGICAL, INC.Stock OptionA Award	Director	AAward	+10K sh	—	—	10,000
2009-06-03	BAXANO SURGICAL, INC.Stock OptionA Award	Director	AAward	+10K sh	—	—	10,000
2008-06-18	XTENT INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2007-06-20	XTENT INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−19.5K sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−17.9K sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−9,046 sh	—	—	0
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−1.01M sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−928K sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−469K sh	—	—	0
2007-02-06	XTENT INCC Conversion	Director	CConversion	+25.7K sh	—	—	25,708
2007-02-06	XTENT INCC Conversion	Director	CConversion	+403K sh	—	—	402,776
2007-02-06	XTENT INCC Conversion	Director	CConversion	+14.4K sh	—	—	14,359
2007-02-06	XTENT INCC Conversion	Director	CConversion	+96.7K sh	—	—	96,694
2007-02-06	XTENT INCC Conversion	Director	CConversion	+46.5K sh	—	—	46,477
2007-02-06	XTENT INCC Conversion	Director	CConversion	+2.41M sh	—	—	2,409,589
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−10.8K sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−9,883 sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−4,997 sh	—	—	0
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−170K sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−155K sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−78.3K sh	—	—	0
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−6,036 sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−5,529 sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−2,794 sh	—	—	0
2007-02-06	XTENT INCSeries B Convertible Preferred StockC Conversion	Director	CConversion	−40.6K sh	—	—	0
2007-02-06	XTENT INCSeries C Convertible Preferred StockC Conversion	Director	CConversion	−37.2K sh	—	—	0
2007-02-06	XTENT INCSeries D Convertible Preferred StockC Conversion	Director	CConversion	−18.8K sh	—	—	0

Recent filings

Accepted (ET)
Aug 54
Carusi Michael A0001641172-25-022246
SEC(opens sec.gov)
Mar 244
GI DYNAMICS, INC.0000899243-16-016521
SEC(opens sec.gov)
Jun 104
GI DYNAMICS, INC.0001209191-15-051900
SEC(opens sec.gov)
Jun 74
Carusi Michael A0001209191-12-032871
SEC(opens sec.gov)
Sep 234
Carusi Michael A0001209191-11-048921
SEC(opens sec.gov)
Jun 64
Carusi Michael A0001209191-11-033194
SEC(opens sec.gov)
Jun 44
Carusi Michael A0001209191-10-032455
SEC(opens sec.gov)
Jun 44
Carusi Michael A0001209191-09-030684
SEC(opens sec.gov)
Jun 204
XTENT INC0001212235-08-000092
SEC(opens sec.gov)
Jun 224
Carusi Michael A0001209191-07-038568
SEC(opens sec.gov)
Feb 74
XTENT INC0001104659-07-008046
SEC(opens sec.gov)

Companies

Address

C/O ADVANCED TECHNOLOGY VENTURES 1000 WINTER STREET, SUITE 3700

WALTHAM, MA, 02451