4//SEC Filing
George Jean 4
Accession 0001209191-21-069867
CIK 0001810182other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 9:03 PM ET
Size
43.9 KB
Accession
0001209191-21-069867
Insider Transaction Report
Form 4
LSV Associates II, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Lightstone Ventures II, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
Lightstone Ventures II (A), L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Lightstone Ventures, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Lightstone Ventures (A), L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Carusi Michael A
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
George Jean
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
LSV Associates, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Plain Henry A JR
10% Owner
Transactions
- Sale
Common Stock
2021-12-13$25.29/sh−11,945$302,089→ 2,127,969 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$25.29/sh−1,627$41,147→ 290,131 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−17,169$454,635→ 2,110,800 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−2,196$62,301→ 2,099,095 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$28.37/sh−299$8,483→ 286,197 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$26.48/sh−2,339$61,937→ 287,792 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−9,509$261,402→ 2,101,291 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$27.49/sh−1,296$35,627→ 286,496 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−181$5,358→ 286,016 total(indirect: By Lightstone Ventures (A), L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−440$13,301→ 2,097,326 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$29.60/sh−1,329$39,338→ 2,097,766 total(indirect: By Lightstone Ventures, L.P.) - Sale
Common Stock
2021-12-13$30.23/sh−60$1,814→ 285,956 total(indirect: By Lightstone Ventures (A), L.P.)
Holdings
- 2,023,469(indirect: By Lightstone Ventures II, L.P.)
Common Stock
- 120,212(indirect: By Lightstone Ventures II (A), L.P.)
Common Stock
Footnotes (10)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F10]Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
- [F2]Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
- [F3]Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
Documents
Issuer
ALX ONCOLOGY HOLDINGS INC
CIK 0001810182
Entity typeother
Related Parties
1- filerCIK 0001291804
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 9:03 PM ET
- Size
- 43.9 KB