4//SEC Filing
Seidler Charles B 4
Accession 0001209191-21-070303
CIK 0001477246other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:46 PM ET
Size
8.5 KB
Accession
0001209191-21-070303
Insider Transaction Report
Form 4
S&W Seed CoSANW
Seidler Charles B
Director
Transactions
- Award
Common Stock
2021-12-15+22,799→ 187,646 total
Footnotes (2)
- [F1]The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) December 15, 2022 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
- [F2]On January 10, 2019, the Reporting Person filed a Form 4 which inadvertently reported that, following vesting of an RSU, he beneficially owned 71,797 shares of the Issuer's common stock. In fact, the issuer owned 70,372 shares of common stock. The total reported on this Form 4 fixes the 1,425 share discrepancy and reflects the correct total shares now beneficially owned by the Reporting Person.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001494522
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 4:46 PM ET
- Size
- 8.5 KB