Rosen Steven 4
4 · CRAWFORD UNITED Corp · Filed Dec 30, 2021
Insider Transaction Report
Form 4
CRAWFORD UNITED CorpCRAWA
Rosen Steven
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2021-12-09−1,000→ 0 totalExercise: $2.92Exp: 2022-03-08→ Class A Common Shares (1,000 underlying) - Exercise/Conversion
Class A Common Shares
2021-12-09$2.92/sh+1,000$2,925→ 17,000 total
Holdings
- 85,000(indirect: See Footnote)
Class B Common Shares
- 301,928(indirect: See Footnote)
Class A Common Shares
Footnotes (2)
- [F1]The securities reported herein include (i) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by The LJNP Investment Trust, in each case received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 170,000 Class B Common Shares and 672,407 Class A Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F2]These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.