Smith Kirin 4
4 · CRAWFORD UNITED Corp · Filed Dec 30, 2021
Insider Transaction Report
Form 4
CRAWFORD UNITED CorpCRAWA
Smith Kirin
Director
Transactions
- Exercise/Conversion
Class A Common Shares
2021-12-09$2.92/sh+1,000$2,925→ 25,935 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-12-09−1,000→ 0 totalExercise: $2.92Exp: 2022-03-08→ Class A Common Shares (1,000 underlying)
Holdings
- 51,114(indirect: By Intrinsic Value Capital, L.P.)
Class A Common Shares
Footnotes (2)
- [F1]As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
- [F2]These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.