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PEAPACK GLADSTONE FINANCIAL CORP·4

Jan 3, 10:41 AM ET

SMITH PHILIP W III 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Jan 3, 2022

Insider Transaction Report

Form 4
Period: 2021-12-30
PEAPACK GLADSTONE FINANCIAL CORPPGC
SMITH PHILIP W III
Director
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-12-30−2,500→ 0 total
    Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    8,423.288

  • Restricted Stock Units

    → Common Stock (3,108 underlying)
    3,108

  • Common Stock

    55,908.355

  • Common Stock

    (indirect: by Phillary Management Inc., a Corporation)
    1,335

  • Stock Option (right to buy)

    Exercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Includes shares received through dividend reinvestment since the last filing.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
  • [F4]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
  • [F5]Option grant has no purchase or sale price.
  • [F6]The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION