Home/Filings/4/0001209191-22-013201
4//SEC Filing

Goone David S 4

Accession 0001209191-22-013201

CIK 0001571949other

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 4:36 PM ET

Size

16.3 KB

Accession

0001209191-22-013201

Insider Transaction Report

Form 4
Period: 2022-02-24
Goone David S
Chief Strategic Officer
Transactions
  • Sale

    Common Stock

    2022-02-24$121.33/sh400$48,531204,530 total
  • Sale

    Common Stock

    2022-02-24$122.91/sh488$59,981204,042 total
  • Sale

    Common Stock

    2022-02-24$124.42/sh3,669$456,503200,373 total
  • Sale

    Common Stock

    2022-02-24$125.45/sh6,060$760,199194,313 total
  • Sale

    Common Stock

    2022-02-24$126.51/sh3,501$442,906190,812 total
  • Sale

    Common Stock

    2022-02-24$127.66/sh3,232$412,606187,580 total
Footnotes (8)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  • [F2]The price range for the aggregate amount sold by the direct holder is $121.22 - $121.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F3]The price range for the aggregate amount sold by the direct holder is $122.27 - $123.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F4]The price range for the aggregate amount sold by the direct holder is $123.81 - $124.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F5]The price range for the aggregate amount sold by the direct holder is $124.92 - $125.90. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F6]The price range for the aggregate amount sold by the direct holder is $125.96 - $126.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F7]The price range for the aggregate amount sold by the direct holder is $127.30 - $128.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F8]The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Issuer

Intercontinental Exchange, Inc.

CIK 0001571949

Entity typeother

Related Parties

1
  • filerCIK 0001343869

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 4:36 PM ET
Size
16.3 KB