4//SEC Filing
Goone David S 4
Accession 0001209191-22-017099
CIK 0001571949other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:32 PM ET
Size
10.4 KB
Accession
0001209191-22-017099
Insider Transaction Report
Form 4
Goone David S
Chief Strategic Officer
Transactions
- Sale
Common Stock
2022-03-04$135.02/sh−36,570$4,937,641→ 187,580 total - Exercise/Conversion
Common Stock
2022-03-04$41.59/sh+36,570$1,520,946→ 224,150 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2022-03-04−36,570→ 0 totalExercise: $41.59Exp: 2025-01-20→ Common Stock (36,570 underlying)
Footnotes (4)
- [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The price range for the aggregate amount sold by the direct holder is $135.00 - $135.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F3]The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
- [F4]These options are fully vested.
Documents
Issuer
Intercontinental Exchange, Inc.
CIK 0001571949
Entity typeother
Related Parties
1- filerCIK 0001343869
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:32 PM ET
- Size
- 10.4 KB