Wulf Sylvia 4

4 · AquaBounty Technologies, Inc. · Filed Mar 16, 2022

Form 4

Period: 2022-03-14

DirectorSee Remarks

Transactions

Award
Common Stock
2022-03-14+14,035→ 14,035 total
Award
Options to Purchase Common Stock
2022-03-14+36,842→ 36,842 total
Exercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (36,842 underlying)

Holdings

Common Stock
164,088
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (150,000 underlying)
150,000
Common Stock
9,196
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (31,649 underlying)
31,649
Common Stock
36,170
Options to Purchase Common Stock
Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (8,047 underlying)
8,047

Footnotes (7)

[F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
[F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
[F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
[F4]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
[F5]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
[F6]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
[F7]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.

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