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4/A//SEC Filing

FRANK DAVID A 4/A

Accession 0001209191-22-019405

CIK 0001603978other
View on SEC.govCompany Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 9:02 AM ET

Size

22.3 KB

Accession

0001209191-22-019405

Insider Transaction Report

Form 4/AAmended
Period: 2022-03-14
AquaBounty Technologies, Inc.AQB
FRANK DAVID A
See Remarks
Transactions
  • Award

    Options to Purchase Common Stock

    2022-03-14+23,564→ 23,564 total
    Exercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (23,564 underlying)
  • Award

    Common Stock

    2022-03-14+8,977→ 8,977 total
Holdings

  • Common Stock

    5,914

  • Options to Purchase Common Stock

    Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (5,000 underlying)
    5,000

  • Options to Purchase Common Stock

    Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (5,175 underlying)
    5,175

  • Common Stock

    14,660

  • Options to Purchase Common Stock

    Exercise: $7.50From: 2016-04-27Exp: 2023-04-27→ Common Stock (6,667 underlying)
    6,667

  • Options to Purchase Common Stock

    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (15,152 underlying)
    15,152

  • Common Stock

    43,000

  • Options to Purchase Common Stock

    Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying)
    6,667

  • Options to Purchase Common Stock

    Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (10,000 underlying)
    10,000

  • Options to Purchase Common Stock

    Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (20,000 underlying)
    20,000

  • Options to Purchase Common Stock

    Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (12,827 underlying)
    12,827
Footnotes (14)
  • [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
  • [F10]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F11]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F12]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
  • [F13]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
  • [F14]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
  • [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
  • [F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
  • [F4]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F5]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have expired.
  • [F6]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F7]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F8]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F9]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.

Documents

1 file

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

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Entity typeother

Related Parties

1
  • filerCIK 0001191624

Filing Metadata

Form type
4/A
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:02 AM ET
Size
22.3 KB
View on SEC.gov