4//SEC Filing
Wong Mark 4
Accession 0001209191-22-022595
CIK 0001477246other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:45 PM ET
Size
6.1 KB
Accession
0001209191-22-022595
Insider Transaction Report
Form 4
S&W Seed CoSANW
Wong Mark
Director
Transactions
- Tax Payment
Common Stock
2022-04-01$2.10/sh−4,465$9,377→ 268,542 total
Holdings
- 36,630(indirect: By Starlight 4, LLLP)
Common Stock
Footnotes (2)
- [F1]The reporting person is reporting the withholding by the Issuer of an aggregate of 4,465 shares of common stock that vested on April 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
- [F2]The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001424445
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 5:45 PM ET
- Size
- 6.1 KB