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4//SEC Filing

JACOBSON PAUL F 4

Accession 0001209191-22-022608

CIK 0001844280other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 5:55 PM ET

Size

11.8 KB

Accession

0001209191-22-022608

Insider Transaction Report

Form 4
Period: 2022-03-31
JACOBSON PAUL F
DirectorChief Executive Officer10% Owner
Transactions
  • Other

    Common Stock

    2022-03-3158,8061,476,549 total
  • Award

    Common Stock

    2022-04-04+450,0001,976,549 total
  • Exercise/Conversion

    Employee Stock Option (Right to buy)

    2022-03-3150,000208,100 total
    Exercise: $1.35Exp: 2025-02-12Common Stock (50,000 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-31$1.35/sh+50,000$67,4151,526,549 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,602,445
Footnotes (5)
  • [F1]Represents shares transferred by the reporting person pursuant to the terms of a confidential settlement agreement entered into in connection with a personal matter.
  • [F2]Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F3]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One quarter of the RSUs shall vest on April 4, 2023 and on each anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  • [F4]These securities are held by Diversified Natural Products, Inc., over which the Reporting Person has voting and dispositive power.
  • [F5]All of the shares subject to the option are fully vested and exercisable as of the date hereof.

Issuer

Thorne Healthtech, Inc.

CIK 0001844280

Entity typeother

Related Parties

1
  • filerCIK 0001250277

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:55 PM ET
Size
11.8 KB