JACOBSON PAUL F 4

4 · Thorne Healthtech, Inc. · Filed Apr 4, 2022

Form 4

Period: 2022-03-31

DirectorChief Executive Officer10% Owner

Transactions

Other
Common Stock
2022-03-31−58,806→ 1,476,549 total
Award
Common Stock
2022-04-04+450,000→ 1,976,549 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2022-03-31−50,000→ 208,100 total
Exercise: $1.35Exp: 2025-02-12→ Common Stock (50,000 underlying)
Exercise/Conversion
Common Stock
2022-03-31$1.35/sh+50,000$67,415→ 1,526,549 total

Holdings

Footnotes (5)

[F1]Represents shares transferred by the reporting person pursuant to the terms of a confidential settlement agreement entered into in connection with a personal matter.
[F2]Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
[F3]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One quarter of the RSUs shall vest on April 4, 2023 and on each anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
[F4]These securities are held by Diversified Natural Products, Inc., over which the Reporting Person has voting and dispositive power.
[F5]All of the shares subject to the option are fully vested and exercisable as of the date hereof.

Documents

1 file