Home/Filings/4/0001209191-22-024155
4//SEC Filing

Wassersug Mark 4

Accession 0001209191-22-024155

CIK 0001571949other

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 4:33 PM ET

Size

10.4 KB

Accession

0001209191-22-024155

Insider Transaction Report

Form 4
Period: 2022-04-11
Wassersug Mark
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-04-11$57.31/sh+11,000$630,41038,229 total
  • Sale

    Common Stock

    2022-04-11$128.53/sh11,000$1,413,88427,229 total
  • Exercise/Conversion

    Employee Stock Option (right to buy) Holding

    2022-04-1111,0003,028 total
    Exercise: $57.31Exp: 2027-01-18Common Stock (11,000 underlying)
Footnotes (4)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  • [F2]The price range for the aggregate amount sold by the direct holder is $127.42 - $129.65. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  • [F3]The common stock number referred in Table I is an aggregate number and represents 18,058 shares of common stock and 9,171 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
  • [F4]These options are fully vested.

Issuer

Intercontinental Exchange, Inc.

CIK 0001571949

Entity typeother

Related Parties

1
  • filerCIK 0001722544

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 4:33 PM ET
Size
10.4 KB