CARFORA JEFFREY J 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed May 4, 2022
Insider Transaction Report
Form 4
CARFORA JEFFREY J
EVP & Chief Financial Officer
Transactions
- Purchase
Common Stock
2022-05-03$30.94/sh+1,000$30,939→ 110,469 total
Holdings
- 672
Restricted Stock Units
→ Common Stock (672 underlying) - 23,768
Restricted Stock Units
→ Common Stock (23,768 underlying) - 1,265.989(indirect: By 401(k))
Common Stock
- 7,926.557(indirect: Employee Stock Purchase Plan)
Common Stock
- 31,524
Restricted Stock Units
→ Common Stock (31,524 underlying)
Footnotes (6)
- [F1]Includes 401(k) contributions used to purchase PGC stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F3]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- [F4]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- [F5]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- [F6]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.