Home/Filings/4/0001209191-22-033418
4//SEC Filing

Buzzelli Anthony J. 4

Accession 0001209191-22-033418

CIK 0001380846other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 2:05 PM ET

Size

10.2 KB

Accession

0001209191-22-033418

Insider Transaction Report

Form 4
Period: 2022-06-01
Transactions
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2022-06-014,0000 total
    Exercise: $12.97Exp: 2024-05-01Common Stock (4,000 underlying)
  • Disposition to Issuer

    Common Stock

    2022-06-019,0000 total
  • Disposition to Issuer

    Common Stock

    2022-06-0125,0000 total
Footnotes (4)
  • [F1]Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
  • [F2]Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding restricted share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
  • [F3]This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $65,331 which is the product (rounded down to the nearest whole number) of 4,000 option shares and i) $29.3029 minus ii) $12.97 (the exercise price of the options).
  • [F4]2,000 of these options vested and became exercisable on or about November 1, 2016, and the remaining 2,000 options vested and became exercisable on May 1, 2019.

Issuer

TriState Capital Holdings, Inc.

CIK 0001380846

Entity typeother

Related Parties

1
  • filerCIK 0001608613

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 2:05 PM ET
Size
10.2 KB