Ruth Kim 4
4 · TriState Capital Holdings, Inc. · Filed Jun 2, 2022
Insider Transaction Report
Form 4
Ruth Kim
Director
Transactions
- Disposition to Issuer
Common Stock
2022-06-01−9,000→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−5,000→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−9,000→ 0 total
Footnotes (3)
- [F1]Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
- [F2]Owned jointly with Reporting Person's spouse.
- [F3]Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding restricted share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.