4//SEC Filing
Chow Thomas C. 4
Accession 0001209191-22-034270
CIK 0001422930other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:45 PM ET
Size
19.8 KB
Accession
0001209191-22-034270
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Chow Thomas C.
General Counsel and Secretary
Transactions
- Exercise/Conversion
Class A Common Stock
2022-06-01$2.97/sh+944$2,804→ 5,641 total - Sale
Class A Common Stock
2022-06-01$20.50/sh−1,250$25,625→ 8,557 total - Exercise/Conversion
Class A Common Stock
2022-06-01$3.89/sh+646$2,513→ 4,697 total - Exercise/Conversion
Stock Option (Right to buy Class B Common Stock)
2022-06-01−944→ 8,958 totalExercise: $2.97Exp: 2029-05-20→ Class B Common Stock (944 underlying) - Exercise/Conversion
Stock Option (Right to buy Class B Common Stock)
2022-06-01−4,166→ 22,922 totalExercise: $2.16Exp: 2030-07-28→ Class B Common Stock (4,166 underlying) - Exercise/Conversion
Class A Common Stock
2022-06-01$2.16/sh+4,166$8,999→ 9,807 total - Sale
Class A Common Stock
2022-06-01$20.28/sh−5,756$116,729→ 2,801 total - Exercise/Conversion
Stock Option (Right to buy Class B Common Stock)
2022-06-01−646→ 15,487 totalExercise: $3.89Exp: 2028-08-20→ Class B Common Stock (646 underlying)
Footnotes (7)
- [F1]Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan.
- [F2]These securities were acquired by the Reporting Person on May 31, 2021 pursuant to the Issuer's employee stock purchase plan.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
- [F5]The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F6]The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F7]The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001834012
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:45 PM ET
- Size
- 19.8 KB