Home/Filings/4/0001209191-22-037126
4//SEC Filing

Starling William N JR 4

Accession 0001209191-22-037126

CIK 0000876378other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 7:36 PM ET

Size

9.8 KB

Accession

0001209191-22-037126

Insider Transaction Report

Form 4
Period: 2022-06-13
Transactions
  • Sale

    Common Stock

    2022-06-13$0.40/sh27,010$10,80413,846 total
  • Award

    Stock Option

    2022-06-14+55,34055,340 total
    Exercise: $0.38Exp: 2029-06-14Common Stock (55,340 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    22,849
  • Common Stock

    (indirect: See footnote)
    18,134
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4094 to $0.39, with a weighted average price per share of $0.40. The reporting person undertakes to provide to Asensus Surgical, Inc., any security holder of Asensus Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  • [F2]Shares of Common Stock held by Synecor, L.L.C. The Reporting Person is the chief executive officer of Synecor, L.L.C. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F3]Shares of Common Stock held by W. Starling and D. Starling, Trustees of the Starling Family Trust, UDT August 15, 1990.
  • [F4]Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan.
  • [F5]The stock options will vest on a quarterly basis over the one year following the date of grant, with the first vesting on the date of grant.

Issuer

ASENSUS SURGICAL, INC.

CIK 0000876378

Entity typeother

Related Parties

1
  • filerCIK 0001324130

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 7:36 PM ET
Size
9.8 KB