4//SEC Filing
MICHAEL RALPH S III 4
Accession 0001209191-22-037860
CIK 0001209028other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:21 PM ET
Size
8.6 KB
Accession
0001209191-22-037860
Insider Transaction Report
Form 4
MICHAEL RALPH S III
Director
Transactions
- Award
Deferred Stock Unit
2022-06-16+26,490→ 46,097 total→ Class A Common Stock (26,490 underlying)
Holdings
- 7,325
Class A Common Stock
- 90,108
Restricted Stock Unit
→ Class A Common Stock
Footnotes (4)
- [F1]Represents the current number of shares of Class A common stock owned. No transaction occurred and is for informational purposes only.
- [F2]Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock.
- [F3]Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs.
- [F4]Represents restricted stock units ("RSUs") previously granted pursuant the Company's prior long-term incentive plans. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only.
Documents
Issuer
Arlington Asset Investment Corp.
CIK 0001209028
Entity typeother
Related Parties
1- filerCIK 0001174250
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:21 PM ET
- Size
- 8.6 KB