PEAPACK GLADSTONE FINANCIAL CORP·4

Jun 23, 4:05 PM ET

CARFORA JEFFREY J 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Jun 23, 2022

Insider Transaction Report

Form 4
Period: 2022-06-22
CARFORA JEFFREY J
EVP & Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    2022-06-22$30.91/sh111$3,431110,694 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,265.989
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    8,267.418
  • Restricted Stock Units

    Common Stock (31,524 underlying)
    31,524
  • Restricted Stock Units

    Common Stock (336 underlying)
    336
  • Restricted Stock Units

    Common Stock (23,768 underlying)
    23,768
Footnotes (8)
  • [F1]Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Includes shares received through dividend reinvestment since the last filing.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION