Chow Thomas C. 4

4 · PubMatic, Inc. · Filed Jul 5, 2022

Form 4

Period: 2022-06-30

General Counsel and Secretary

Transactions

Exercise/Conversion
Restricted Stock Unit
2022-06-30−804→ 8,039 total
Exercise: $0.00→ Class A Common Stock (804 underlying)
Sale
Class A Common Stock
2022-07-01$15.87/sh−294$4,665→ 3,311 total
Exercise/Conversion
Class A Common Stock
2022-06-30+804→ 3,605 total

Footnotes (5)

[F1]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
[F3]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
[F4]The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
[F5]RSUs do not expire; they either vest or are canceled prior to the vesting date.

Documents

1 file