4//SEC Filing
Sonsini Peter W. 4
Accession 0001209191-22-054291
CIK 0001325879other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 4:53 PM ET
Size
23.9 KB
Accession
0001209191-22-054291
Insider Transaction Report
Form 4
Sonsini Peter W.
10% Owner
Transactions
- Other
Common Stock
2022-10-19+3,952,957→ 3,952,957 total(indirect: See Note 4) - Other
Common Stock
2022-10-19+1,551→ 1,551 total(indirect: See Note 10) - Other
Common Stock
2022-10-19+24→ 24 total(indirect: See Note 14) - Other
Common Stock
2022-10-19+59,294→ 59,294 total(indirect: See Note 7) - Other
Common Stock
2022-10-19+24→ 24 total(indirect: See Note 16) - Other
Common Stock
2022-10-19−3,952,957→ 0 total(indirect: See Note 2) - Other
Common Stock
2022-10-19−3,952,957→ 0 total(indirect: See Note 4) - Other
Common Stock
2022-10-19−59,294→ 0 total(indirect: See Note 7) - Other
Common Stock
2022-10-19+24→ 24 total(indirect: See Note 12)
Footnotes (16)
- [F1]Growth Equity Opportunities Fund IV, LLC ("GEO IV") made a distribution of 3,952,957 shares of Common Stock of the Issuer to its sole member for no consideration on October 19, 2022.
- [F10]The Reporting Person is a trustee of the Sonsini Family Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Sonsini Family Trust in which the Reporting Person has no pecuniary interest.
- [F11]Peter W. Sonsini and Diane C. Sonsini, as trustees of the Elsa Katherine Sonsini Trust dated December 5, 2019 (the "Elsa Katherine Sonsini Trust"), received 24 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022
- [F12]The Reporting Person is a trustee of the Elsa Katherine Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Elsa Katherine Sonsini Trust in which the Reporting Person has no pecuniary interest.
- [F13]Peter W. Sonsini and Diane C. Sonsini, as trustees of the Jake Theodore Sonsini Trust dated December 5, 2019 (the "Jake Theodore Sonsini Trust"), received 24 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
- [F14]The Reporting Person is a trustee of the Jake Theodore Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Jake Theodore Sonsini Trust in which the Reporting Person has no pecuniary interest.
- [F15]Peter W. Sonsini and Diane C. Sonsini, as trustees of the Louisa Marie Sonsini Trust dated December 5, 2019 (the "Louisa Marie Sonsini Trust"), received 24 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
- [F16]The Reporting Person is a trustee of the Louisa Marie Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Louisa Marie Sonsini Trust in which the Reporting Person has no pecuniary interest.
- [F2]The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of GEO IV, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO IV in which the Reporting Person has no pecuniary interest.
- [F3]NEA 15 received 3,952,957 shares of Common Stock of the Issuer in the distribution made by GEO IV on October 19, 2022.
- [F4]The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15. NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
- [F5]NEA 15 made a pro rata distribution of 3,952,957 shares of Common Stock of the Issuer for no consideration to its general partner and limited partners on October 19, 2022.
- [F6]NEA Partners 15 received 59,294 shares of Common Stock of the Issuer in the distribution made by NEA 15 on October 19, 2022.
- [F7]The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.
- [F8]NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 59,294 shares of Common Stock of the Issuer to its limited partners on October 19, 2022.
- [F9]Peter W. Sonsini and Diane C. Sonsini, as trustees of the Peter & Diane Sonsini Family Trust dated January 17, 2007 (the "Sonsini Family Trust"), received 1,551 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on October 19, 2022.
Documents
Issuer
AVEO PHARMACEUTICALS, INC.
CIK 0001325879
Entity typeother
Related Parties
1- filerCIK 0001559807
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 4:53 PM ET
- Size
- 23.9 KB