Wong Mark 4
4 · S&W Seed Co · Filed Oct 25, 2022
Insider Transaction Report
Form 4
S&W Seed CoSANW
Wong Mark
Director
Transactions
- Award
Stock option (right to buy)
2022-10-21+100,787→ 100,787 totalExercise: $0.81Exp: 2032-10-20→ Common Stock (100,787 underlying) - Award
Common Stock
2022-10-21+19,444→ 286,536 total
Holdings
- 36,630(indirect: By Starlight 4, LLLP)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.
- [F2]The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The options vest in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.