Battaglia Paul John Jr. 4
4 · Manning & Napier, Inc. · Filed Oct 26, 2022
Insider Transaction Report
Form 4
Battaglia Paul John Jr.
Chief Financial Officer
Transactions
- Disposition to Issuer
Class A Common Stock, par value $0.01
2022-10-21−5,500→ 137,906 total - Disposition to Issuer
Class A Common Stock, par value $0.01
2022-10-21$12.85/sh−137,906$1,772,092→ 0 total
Footnotes (3)
- [F1]Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022.
- [F2]Includes 26,279 shares of common stock of the issuer for which cash consideration was received. Also includes 111,627 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo.
- [F3]Price reflects per share consideration paid pursuant to the Merger Agreement.