4//SEC Filing
Battaglia Paul John Jr. 4
Accession 0001209191-22-054644
CIK 0001524223other
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 4:39 PM ET
Size
7.0 KB
Accession
0001209191-22-054644
Insider Transaction Report
Form 4
Battaglia Paul John Jr.
Chief Financial Officer
Transactions
- Disposition to Issuer
Class A Common Stock, par value $0.01
2022-10-21−5,500→ 137,906 total - Disposition to Issuer
Class A Common Stock, par value $0.01
2022-10-21$12.85/sh−137,906$1,772,092→ 0 total
Footnotes (3)
- [F1]Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022.
- [F2]Includes 26,279 shares of common stock of the issuer for which cash consideration was received. Also includes 111,627 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo.
- [F3]Price reflects per share consideration paid pursuant to the Merger Agreement.
Documents
Issuer
Manning & Napier, Inc.
CIK 0001524223
Entity typeother
Related Parties
1- filerCIK 0001735954
Filing Metadata
- Form type
- 4
- Filed
- Oct 25, 8:00 PM ET
- Accepted
- Oct 26, 4:39 PM ET
- Size
- 7.0 KB