4//SEC Filing
ROCKLAGE SCOTT M 4
Accession 0001209191-22-057195
CIK 0001835567other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 8:32 PM ET
Size
28.4 KB
Accession
0001209191-22-057195
Insider Transaction Report
Form 4
5AM Co-Investors IV, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
5AM Opportunities I, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
DIEKMAN JOHN D
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
5AM Partners IV, LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
5AM Ventures IV, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
5AM Opportunities I (GP), LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
ROCKLAGE SCOTT M
10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
Schwab Andrew J.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2022-11-11$3.19/sh−28,205$89,974→ 12,909,354 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-11$3.19/sh−1,175$3,748→ 537,891 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−11,643$32,484→ 12,897,711 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-14$2.79/sh−485$1,353→ 537,406 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−61,222$154,279→ 12,836,489 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2022-11-15$2.52/sh−2,551$6,429→ 534,855 total(indirect: By 5AM Co-Investors IV, L.P.)
Holdings
- 3,372,769(indirect: By 5AM Opportunities I, L.P.)
Class A Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The shares are directly held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Dr. Rocklage and Mr. Schwab disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein.
- [F3]The shares are directly held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Dr. Rocklage and Mr. Schwab disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.655 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Shares are held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab is a managing member of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held by Opportunities, except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Pear Therapeutics, Inc.
CIK 0001835567
Entity typeother
Related Parties
1- filerCIK 0001219014
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 8:32 PM ET
- Size
- 28.4 KB