4//SEC Filing
FRANK DAVID A 4
Accession 0001209191-22-061151
CIK 0001603978other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 3:28 PM ET
Size
21.9 KB
Accession
0001209191-22-061151
Insider Transaction Report
Form 4
FRANK DAVID A
See Remarks
Transactions
- Purchase
Common Stock
2022-12-13$0.65/sh+10,000$6,500→ 10,000 total
Holdings
- 5,000
Options to Purchase Common Stock
Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (5,000 underlying) - 12,827
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (12,827 underlying) - 8,977
Common Stock
- 14,660
Common Stock
- 20,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (20,000 underlying) - 43,000
Common Stock
- 5,914
Common Stock
- 6,667
Options to Purchase Common Stock
Exercise: $7.50From: 2016-04-27Exp: 2023-04-27→ Common Stock (6,667 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 10,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (10,000 underlying) - 15,152
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (15,152 underlying) - 5,175
Options to Purchase Common Stock
Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (5,175 underlying) - 23,564
Options to Purchase Common Stock
Exercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (23,564 underlying)
Footnotes (15)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
- [F10]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F11]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F12]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F13]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
- [F14]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant.
- [F15]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years from the date of grant
- [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
- [F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
- [F4]Purchase 10,000 shares at $.65 12/13/2022
- [F5]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F6]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have expired.
- [F7]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F8]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001191624
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 3:28 PM ET
- Size
- 21.9 KB